The White Law Group, LLC represents investors throughout the country in disputes with their brokerage firm or financial professional. The Firm has the knowledge and skills necessary to protect investors’ rights in securities cases filed with the Financial Industry Regulatory Authority (FINRA) (formerly the National Association of Securities Dealers, the NASD), the New York Stock Exchange (NYSE), the American Arbitration Association (AAA), and the National Futures Association (NFA).
Brokerage firms have an obligation to be staffed with qualified financial professionals. Brokerage firms are also responsible for establishing sufficient compliance departments to monitor the conduct of the brokers to insure that they are acting within FINRA Rules. If the fraud or negligence of a stockbroker results in a significant economic loss for an investor, the broker-dealer firm may be held liable for the actions of their broker.
We thoroughly investigate claims involving stock fraud, broker misrepresentation, churning, unsuitable investments, unauthorized transfers, disappearing funds, and botched transfers, among many others.
The White Law Group provides investors with a degree of service that you would expect to receive from a large firm, while still offering a level of individual attention hallmark of a family-style boutique law firm. Our clients are important to us and we work hard to help our clients recover money they lost as a result of the negligence of their financial advisor or investment firm.
For more information on The White Law Group’s securities practice, please visit https://www.whitesecuritieslaw.com or call 888-637-5510.