Recovery of Investment Losses in Ecoark Holdings Inc. (OTCQX: ZEST)
ZEST Shareholders may have claims.
Have you suffered losses investing in Ecoark Holding Inc. (ZEST)? The White Law Group is investigating potential securities fraud claims involving FINRA-registered broker dealers who may have unsuitably recommended Ecoark Holdings (ZEST) to investors.
According to its website, Ecoark Holdings, Inc. reportedly engages in “the development of solutions that reduce food waste, improve delivered freshness and product margins for fresh and perishable foods” through its subsidiary, Zest Labs.
Brokerage firms and RIAs are required to perform due diligence on any offering they recommend. They must ensure that all recommendations are suitable in light of the client’s age, investment experience, net worth, income, and investment objectives.
If a firm fails to perform due diligence or makes an unsuitable recommendation, a broker-dealer can be held responsible for any losses in a FINRA arbitration claim and an RIA can be held responsible either in a private arbitration or in court.
Filing a complaint against your Brokerage Firm
If you have suffered losses investing in Ecoark Holdings (Zest Labs), the securities attorneys at The White Law Group may be able to help you. Please call 888-637-5510 for a free consultation with a securities attorney.
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.